Local Policies |
| Date | Country | Document | Organization | Author |
|---|---|---|---|---|
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Hong Kong SAR |
Self-Assessment of Compliance with the Code of Banking Practice 2004/05
(Guidelines and Circulars) http://www.info.gov.hk/hkma/eng/guide/circu_date/2 ... Read> |
HKMA Hong Kong Monetary Authority 30/F, 3 Garden Road, Hong Kong, Tel: (852) 2878 8222 Fax: (852) 2878 2010 E-mail: hkma@hkma.gov.hk Home Page> |
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Hong Kong SAR |
Supervisory Policy Manual (SPM): CR-S-5 Credit Card Business
http://www.info.gov.hk/hkma/eng/bank/spma/attach/CR-S-5.pdf |
HKMA Hong Kong Monetary Authority 30/F, 3 Garden Road, Hong Kong, Tel: (852) 2878 8222 Fax: (852) 2878 2010 E-mail: hkma@hkma.gov.hk Home Page> |
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Hong Kong SAR |
Revised CAR: Revised CAR Return Forms for Part I, Part IIIb and Part V
http://www.info.gov.hk/hkma/eng/basel2/revised_car ... Read> (pdf , 11 pages, 215 kb) |
HKMA Hong Kong Monetary Authority 30/F, 3 Garden Road, Hong Kong, Tel: (852) 2878 8222 Fax: (852) 2878 2010 E-mail: hkma@hkma.gov.hk Home Page> |
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Hong Kong SAR |
Revised CAR: Specific instructions for Part V - Risk-weighted Amount (Operational Risk)
http://www.info.gov.hk/hkma/eng/basel2/completion_ ... Read> (pdf , 11 pages, 691 kb) |
HKMA Hong Kong Monetary Authority 30/F, 3 Garden Road, Hong Kong, Tel: (852) 2878 8222 Fax: (852) 2878 2010 E-mail: hkma@hkma.gov.hk Home Page> |
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Hong Kong SAR |
Revised CAR: Specific instructions for Part IIIb - Risk-weighted Amount (Credit Risk) - Standardised Approach
http://www.info.gov.hk/hkma/eng/basel2/completion_ ... Read> (pdf , 55 pages, 211 kb) |
HKMA Hong Kong Monetary Authority 30/F, 3 Garden Road, Hong Kong, Tel: (852) 2878 8222 Fax: (852) 2878 2010 E-mail: hkma@hkma.gov.hk Home Page> |
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Hong Kong SAR |
Revised CAR return and completion instructions: General instructions
http://www.info.gov.hk/hkma/eng/basel2/completion_ ... Read> (pdf , 3 pages, 16 kb) |
HKMA Hong Kong Monetary Authority 30/F, 3 Garden Road, Hong Kong, Tel: (852) 2878 8222 Fax: (852) 2878 2010 E-mail: hkma@hkma.gov.hk Home Page> |
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Hong Kong SAR |
Implementation of revised capital adequacy standards under Basel II in Hong Kong
by Mr. Topping, Simon L. http://www.info.gov.hk/hkma/eng/guide/circu_date/2 ... Read> |
HKMA Hong Kong Monetary Authority 30/F, 3 Garden Road, Hong Kong, Tel: (852) 2878 8222 Fax: (852) 2878 2010 E-mail: hkma@hkma.gov.hk Home Page> |
Topping, Simon L.
Executive Director (Banking Policy) |
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Hong Kong SAR |
First draft of Capital Rules (1st batch)
http://www.info.gov.hk/hkma/eng/basel2/capital_rul ... Read> (pdf , 228 pages, 589 kb) |
HKMA Hong Kong Monetary Authority 30/F, 3 Garden Road, Hong Kong, Tel: (852) 2878 8222 Fax: (852) 2878 2010 E-mail: hkma@hkma.gov.hk Home Page> |
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Hong Kong SAR |
Supplementary page 42a of 23 Dec 2005 consultation papers
http://www.info.gov.hk/hkma/eng/basel2/consultatio ... Read> (pdf , 1 page, 187 kb) |
HKMA Hong Kong Monetary Authority 30/F, 3 Garden Road, Hong Kong, Tel: (852) 2878 8222 Fax: (852) 2878 2010 E-mail: hkma@hkma.gov.hk Home Page> |
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Hong Kong SAR |
Consultation papers on new capital adequacy standards in Hong Kong
http://www.info.gov.hk/hkma/eng/basel2/consultatio ... Read> (pdf , 187 pages, 2.3 MB) |
HKMA Hong Kong Monetary Authority 30/F, 3 Garden Road, Hong Kong, Tel: (852) 2878 8222 Fax: (852) 2878 2010 E-mail: hkma@hkma.gov.hk Home Page> |
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Singapore |
Recognition of Bilateral Netting for Capital Adequacy Purposes
CONSULTATION PAPER, P015 - 2005, December 2005 http://www.mas.gov.sg/masmcm/upload/mm/MM_4B188B4F ... Read> (pdf , 11 pages, 266 kb) |
MAS Monetary Authority of Singapore Singapore http://www.mas.sg |
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Hong Kong SAR |
Implementation of Basel II in Hong Kong (SUPERVISOR’S MEMO)
(QUARTERLY BULLETIN - December 2005) by Banking Policy Department http://www.info.gov.hk/hkma/eng/public/qb200512/sm1.pdf (pdf , 4 pages, 41 kb) |
HKMA Hong Kong Monetary Authority 30/F, 3 Garden Road, Hong Kong, Tel: (852) 2878 8222 Fax: (852) 2878 2010 E-mail: hkma@hkma.gov.hk Home Page> |
Banking Policy Department |
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Hong Kong SAR |
HKMA: Supervisory Policy Manual - OR-1: Operational risk management
Guidance Note - Finalized http://www.info.gov.hk/hkma/eng/bank/spma/attach/OR-1.pdf (pdf , 29 pages, 736 kb) |
HKMA Hong Kong Monetary Authority 30/F, 3 Garden Road, Hong Kong, Tel: (852) 2878 8222 Fax: (852) 2878 2010 E-mail: hkma@hkma.gov.hk Home Page> |
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Hong Kong SAR |
Combating Money Laundering and Terrorist Financing Activities
by Mr. Yuen, Arthur http://www.info.gov.hk/hkma/eng/guide/circu_date/2 ... Read> |
HKMA Hong Kong Monetary Authority 30/F, 3 Garden Road, Hong Kong, Tel: (852) 2878 8222 Fax: (852) 2878 2010 E-mail: hkma@hkma.gov.hk Home Page> |
Yuen, Arthur
Executive Director (Banking Development) |
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|
India |
Guidance Note on Management of Operational Risk
by Department of Banking Operations and Development http://www.rbi.org.in/upload/notification/pdfs/66813.pdf (pdf , 65 pages, 311 kb) |
RBI Reserve Bank of India New Delhi, India Home Page> |
Department of Banking Operations and Development
Department of Banking Operations and Development |
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|
Korea |
Amended Regulation on Indirect Investment Asset Management Business to Take Effect on October 7, 2005
http://english.fss.or.kr/en/lib/file_down.jsp?path ... Read> (pdf , 5 pages, 150 kb) |
FSS Financial Supervisory Service 27 Yoido-Dong, Youngdeungpo-Gu, Seoul 150-600 Home Page> |
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Hong Kong SAR |
HKMA: Supervisory Policy Manual - OR-1: Operational risk management
Consultation http://www.info.gov.hk/hkma/eng/bank/spma/attach/OR_1.pdf (pdf , 29 pages, 744 kb) |
HKMA Hong Kong Monetary Authority 30/F, 3 Garden Road, Hong Kong, Tel: (852) 2878 8222 Fax: (852) 2878 2010 E-mail: hkma@hkma.gov.hk Home Page> |
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Hong Kong SAR |
Consultation papers on new capital adequacy standards in Hong Kong
published on 6 October 2005 http://www.info.gov.hk/hkma/eng/basel2/new_capital ... Read> (pdf , 163 pages, 3.7 MB) |
HKMA Hong Kong Monetary Authority 30/F, 3 Garden Road, Hong Kong, Tel: (852) 2878 8222 Fax: (852) 2878 2010 E-mail: hkma@hkma.gov.hk Home Page> |
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Australia |
Implementation of the Basel II Capital Framework - 4. Advanced measurement approaches to operational risk
(Discussion Paper) http://www.apra.gov.au/RePEc/RePEcDocs/Archive/dis ... Read> (pdf , 6 pages) |
APRA Australian Prudential Regulation Authority GPO Box 9836, Sydney NSW 2001 Home Page> |
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Australia |
Draft Prudential Standards and Guidance Notes for Authorised Deposit-Taking Institutions
http://www.apra.gov.au/Policy/Draft-Prudential-Sta ... Read> |
APRA Australian Prudential Regulation Authority GPO Box 9836, Sydney NSW 2001 Home Page> |
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Hong Kong SAR |
Implementation of Basel II in Hong Kong
by Banking Policy Department http://www.info.gov.hk/hkma/eng/public/qb200509/fa1.pdf (pdf , 10 pages, 72 kb) |
HKMA Hong Kong Monetary Authority 30/F, 3 Garden Road, Hong Kong, Tel: (852) 2878 8222 Fax: (852) 2878 2010 E-mail: hkma@hkma.gov.hk Home Page> |
Banking Policy Department |
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|
Singapore |
Acceptable Collateral and Contract for Differences
(Consultation Paper P011 - 2005), September 2005 http://www.mas.gov.sg/masmcm/upload/mm/MM_9660D120 ... Read> (pdf , 22 pages, 512 kb) |
MAS Monetary Authority of Singapore Singapore http://www.mas.sg |
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Australia |
Prudential Standards and Guidance Notes for ADIs (Authorized Deposit-Taking Institutions)
http://www.apra.gov.au/Policy/Prudential-Standards ... Read> |
APRA Australian Prudential Regulation Authority GPO Box 9836, Sydney NSW 2001 Home Page> |
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Singapore |
Guidelines on corporate governance for banks, financial holding companies and direct insureres which are incorporated in Singapore
http://www.mas.gov.sg/masmcm/upload/mm/MM_33E90AF8 ... Read> (pdf , 29 pages, 73 kb) |
MAS Monetary Authority of Singapore Singapore http://www.mas.sg |
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|
Hong Kong SAR |
Banking (Amendment) Ordinance 2005
http://www.info.gov.hk/hkma/eng/guide/circu_date/a ... Read> (pdf , 23 pages, 116 kb) |
HKMA Hong Kong Monetary Authority 30/F, 3 Garden Road, Hong Kong, Tel: (852) 2878 8222 Fax: (852) 2878 2010 E-mail: hkma@hkma.gov.hk Home Page> |
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Hong Kong SAR |
New Hong Kong Accounting Standards : Impact on Interim Financial Disclosure
by Mr. Topping, Simon L. http://www.info.gov.hk/hkma/eng/guide/circu_date/2 ... Read> |
HKMA Hong Kong Monetary Authority 30/F, 3 Garden Road, Hong Kong, Tel: (852) 2878 8222 Fax: (852) 2878 2010 E-mail: hkma@hkma.gov.hk Home Page> |
Topping, Simon L.
Executive Director (Banking Policy) |
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|
Hong Kong SAR |
Self-Assessment of Compliance with Anti-Money Laundering (AML) Requirements
by Mr. Topping, Simon L. http://www.info.gov.hk/hkma/eng/guide/circu_date/2 ... Read> |
HKMA Hong Kong Monetary Authority 30/F, 3 Garden Road, Hong Kong, Tel: (852) 2878 8222 Fax: (852) 2878 2010 E-mail: hkma@hkma.gov.hk Home Page> |
Topping, Simon L.
Executive Director (Banking Policy) |
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|
India |
Operational Risk Management - Business Continuity Planning
http://www.rbi.org.in/scripts/NotificationUser.asp ... Read> |
RBI Reserve Bank of India New Delhi, India Home Page> |
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Hong Kong SAR |
Review on Impact of the New Hong Kong Accounting Standards on Authorised Institutions' Capital Base and Regulatory Reporting
Guidelines and Circulars by Mr. Topping, Simon L. http://www.info.gov.hk/hkma/eng/guide/circu_date/2 ... Read> |
HKMA Hong Kong Monetary Authority 30/F, 3 Garden Road, Hong Kong, Tel: (852) 2878 8222 Fax: (852) 2878 2010 E-mail: hkma@hkma.gov.hk Home Page> |
Topping, Simon L.
Executive Director (Banking Policy) |
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|
Japan |
The outline of draft rules for the new capital adequacy framework (Basel 2)
(March 31, 2005) http://www.fsa.go.jp/news/newsj/16/ginkou/f-200503 ... Read> (pdf , 3 pages) |
FSA Financial Services Agency The Central Common Government Offices No. 4, 3-1-1 Kasumigaseki, Chiyoda-ku, Tokyo, 100-8967 Home Page> |
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Japan |
New Action Program concerning enhancement of Relationship Banking Functions
Background of the New Action Program (FY 2005 and 2006) http://www.fsa.go.jp/en/policy/reform/20050329.pdf (pdf , 2 pages, 406 kb) |
FSA Financial Services Agency The Central Common Government Offices No. 4, 3-1-1 Kasumigaseki, Chiyoda-ku, Tokyo, 100-8967 Home Page> |
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India |
Draft Guidance Note on Management of Operational Risk
by Department of Banking Operations and Development http://www.rbi.org.in/upload/notification/pdfs/61494.pdf (pdf , 57 pages, 131 kb) |
RBI Reserve Bank of India New Delhi, India Home Page> |
Department of Banking Operations and Development
Department of Banking Operations and Development |
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|
Hong Kong SAR |
Banking (Amendment) Bill 2005
(Gazetted on 4 March 2005) http://www.gld.gov.hk/cgi-bin/gld/egazette/gazette ... Read> (pdf , 15 pages) |
HKMA Hong Kong Monetary Authority 30/F, 3 Garden Road, Hong Kong, Tel: (852) 2878 8222 Fax: (852) 2878 2010 E-mail: hkma@hkma.gov.hk Home Page> |
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India |
'Know Your Customer' (KYC) Guidelines – Anti Money Laundering Standards
by Department of Banking Operations and Development http://rbidocs.rbi.org.in/rdocs/notification/PDFs/61153.pdf (pdf , 18 pages, 39 kb) |
RBI Reserve Bank of India New Delhi, India Home Page> |
Department of Banking Operations and Development
Department of Banking Operations and Development |
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|
India |
'Know Your Customer' (KYC) Guidelines – Anti Money Laundering Standards
by Department of Banking Operations and Development http://rbidocs.rbi.org.in/rdocs/notification/PDFs/61119.pdf (pdf , 15 pages, 35 kb) |
RBI Reserve Bank of India New Delhi, India Home Page> |
Department of Banking Operations and Development
Department of Banking Operations and Development |
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India |
Prudential Guidelines on Capital Adequacy - Implementation of the New Capital Adequacy Framework
by Department of Banking Operations and Development http://www.rbi.org.in/upload/notification/pdfs/61023.pdf (pdf , 94 pages, 222 kb) |
RBI Reserve Bank of India New Delhi, India Home Page> |
Department of Banking Operations and Development
Department of Banking Operations and Development |
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Hong Kong SAR |
Banking (Amendment) Bill 2005 - Consultation responses and HKMA's feedback
http://www.info.gov.hk/hkma/eng/basel2/BAB-Consult ... Read> (pdf , 7 pages, 112 kb) |
HKMA Hong Kong Monetary Authority 30/F, 3 Garden Road, Hong Kong, Tel: (852) 2878 8222 Fax: (852) 2878 2010 E-mail: hkma@hkma.gov.hk Home Page> |
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Hong Kong SAR |
Supervisory Policy Manual - IC-6 The Sharing and Use of Consumer Credit Data through a Credit Reference Agency
http://www.info.gov.hk/hkma/eng/bank/spma/attach/IC-6.pdf (pdf , 14 pages) |
HKMA Hong Kong Monetary Authority 30/F, 3 Garden Road, Hong Kong, Tel: (852) 2878 8222 Fax: (852) 2878 2010 E-mail: hkma@hkma.gov.hk Home Page> |
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Hong Kong SAR |
Supervisory Policy Manual
http://www.info.gov.hk/hkma/eng/bank/spma/index.htm |
HKMA Hong Kong Monetary Authority 30/F, 3 Garden Road, Hong Kong, Tel: (852) 2878 8222 Fax: (852) 2878 2010 E-mail: hkma@hkma.gov.hk Home Page> |
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Singapore |
Guidelines on IRB Adoption - Annex 3
Information Request on IRB Rollout Plans and Preparation http://www.mas.gov.sg/masmcm/upload/mm/MM_611A920F ... Read> (pdf , 3 pages) |
MAS Monetary Authority of Singapore Singapore http://www.mas.sg |
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Singapore |
Guidelines on IRB Adoption - Annex 2
Summary of Principles Underlying "Validation" of Rating Systems http://www.mas.gov.sg/masmcm/upload/mm/MM_6118CB68 ... Read> (pdf , 1 page) |
MAS Monetary Authority of Singapore Singapore http://www.mas.sg |
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Singapore |
Guidelines on IRB Adoption - Annex 1A
Supervisory Permission and Rollout Parameters (Appendix B) http://www.mas.gov.sg/masmcm/upload/mm/MM_6114ADD2 ... Read> (pdf , 6 pages) |
MAS Monetary Authority of Singapore Singapore http://www.mas.sg |
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Singapore |
Guidelines on IRB Adoption - Annex 1
Supervisory Permission and Rollout Parameters http://www.mas.gov.sg/masmcm/upload/mm/MM_610CA405 ... Read> (pdf , 17 pages) |
MAS Monetary Authority of Singapore Singapore http://www.mas.sg |
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Singapore |
Guidelines on IRB Adoption
Letter to CEOs of Singapore-incorporated Banks by Mr. Palmer, John http://www.mas.gov.sg/masmcm/upload/mm/MM_6116C920 ... Read> (pdf , 4 pages) |
MAS Monetary Authority of Singapore Singapore http://www.mas.sg |
Palmer, John
Deputy Managing Director |
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Singapore |
Guidelines on IRB Adoption
http://www.mas.gov.sg/masmcm/bin/pt1Guidelines_on_ ... Read> |
MAS Monetary Authority of Singapore Singapore http://www.mas.sg |
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Singapore |
Draft Notice on Prevention of Money Laundering and Countering The Financing of Terrorism
www.mas.gov.sg/masmcm/upload/mm/MM_37B8309F_9D7E_7 ... Read> (pdf , 40 pages) |
MAS Monetary Authority of Singapore Singapore http://www.mas.sg |
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UK |
FSA Handbook - PRU 9 Integrated prudential sourcebook
http://fsahandbook.info/FSA/handbook.jsp?doc=/handbook/PRU/9 |
FSA Financial Services Authority London, UK Home Page> |
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UK |
FSA Handbook - PRU 8 Group risk
http://fsahandbook.info/FSA/handbook.jsp?doc=/handbook/PRU/8 |
FSA Financial Services Authority London, UK Home Page> |
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UK |
FSA Handbook - PRU 7 Insurance risk
http://fsahandbook.info/FSA/handbook.jsp?doc=/handbook/PRU/7 |
FSA Financial Services Authority London, UK Home Page> |
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UK |
FSA Handbook - PRU 6 Operational risk
http://fsahandbook.info/FSA/handbook.jsp?doc=/handbook/PRU/6 |
FSA Financial Services Authority London, UK Home Page> |
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UK |
FSA Handbook - PRU 5 Liquidity risk
http://fsahandbook.info/FSA/handbook.jsp?doc=/handbook/PRU/5 |
FSA Financial Services Authority London, UK Home Page> |
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UK |
FSA Handbook - PRU 4 Market risk
http://fsahandbook.info/FSA/handbook.jsp?doc=/handbook/PRU/4 |
FSA Financial Services Authority London, UK Home Page> |
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UK |
FSA Handbook - PRU 3 Credit risk
http://fsahandbook.info/FSA/handbook.jsp?doc=/handbook/PRU/3 |
FSA Financial Services Authority London, UK Home Page> |
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UK |
FSA Handbook - PRU 2 Capital
http://fsahandbook.info/FSA/handbook.jsp?doc=/handbook/PRU/2 |
FSA Financial Services Authority London, UK Home Page> |
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UK |
FSA Handbook - PRU 1.4 Prudential risk management and associated systems and controls
http://fsahandbook.info/FSA/handbook.jsp?doc=/hand ... Read> |
FSA Financial Services Authority London, UK Home Page> |
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UK |
FSA Handbook - PRU 1 Application and general requirements
http://fsahandbook.info/FSA/handbook.jsp?doc=/handbook/PRU/1 |
FSA Financial Services Authority London, UK Home Page> |
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UK |
FSA Handbook - PRU Integrated Prudential Sourcebook
http://fsahandbook.info/FSA/handbook.jsp?doc=/handbook/PRU |
FSA Financial Services Authority London, UK Home Page> |
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UK |
FSA Handbook - Tailored Versions
http://fsahandbook.info/FSA/TailoredHandbooks.jsp |
FSA Financial Services Authority London, UK Home Page> |
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UK |
FSA Handbook - Full Version
http://fsahandbook.info/FSA/handbook.jsp |
FSA Financial Services Authority London, UK Home Page> |
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UK |
FSA Handbook - Home
http://fsahandbook.info/FSA/index.jsp |
FSA Financial Services Authority London, UK Home Page> |
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Hong Kong SAR |
Banking (Amendment) Bill 2005 - Explanatory Paper
http://www.info.gov.hk/hkma/eng/basel2/explanatory_paper.pdf (pdf , 11 pages, 137 kb) |
HKMA Hong Kong Monetary Authority 30/F, 3 Garden Road, Hong Kong, Tel: (852) 2878 8222 Fax: (852) 2878 2010 E-mail: hkma@hkma.gov.hk Home Page> |
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Hong Kong SAR |
Banking (Amendment) Bill 2005 - Draft
http://www.info.gov.hk/hkma/eng/basel2/bab2005.pdf (pdf , 34 pages, 163 kb) |
HKMA Hong Kong Monetary Authority 30/F, 3 Garden Road, Hong Kong, Tel: (852) 2878 8222 Fax: (852) 2878 2010 E-mail: hkma@hkma.gov.hk Home Page> |
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Hong Kong SAR |
Banking (Amendment) Bill 2005 - Cover Note
http://www.info.gov.hk/hkma/eng/basel2/cover_note.pdf (pdf , 1 page, 59 kb) |
HKMA Hong Kong Monetary Authority 30/F, 3 Garden Road, Hong Kong, Tel: (852) 2878 8222 Fax: (852) 2878 2010 E-mail: hkma@hkma.gov.hk Home Page> |
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Philippines |
BSP’s NEW RISK-BASED CAPITAL ADEQUACY FRAMEWORK (Exposure draft)
http://www.bsp.gov.ph/downloads/2005/caf/b2_fullexposure.pdf (pdf , 32 pages, 84 kb) |
BSP Bangko Sentral ng Pilipinas (Central Bank of the Philippines) Manila, Philippines Home Page> |
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Philippines |
Memorandum to All Banks – BSP’s Basel 2 Implementation Plans
by Mr. Reyes, Alberto V. http://www.bsp.gov.ph/archive/Regulations_2004/Mem ... Read> |
BSP Bangko Sentral ng Pilipinas (Central Bank of the Philippines) Manila, Philippines Home Page> |
Reyes, Alberto V.
Deputy Governor |
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Taiwan |
The Regulatory Framework
http://www.boma.gov.tw/ct.asp?xItem=31231&CtNode=692 |
BOMA Bureau of Monetary Affairs Taipeh, Taiwan Home Page> |
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Hong Kong SAR |
Basel II and Proposed Legislative Amendments to the Banking Ordinance
Briefing to the Legislative Council Panel on Financial Affairs on 6 Dec 2004 http://www.info.gov.hk/hkma/eng/legislative/attach ... Read> (ppt , 295 kb) |
HKMA Hong Kong Monetary Authority 30/F, 3 Garden Road, Hong Kong, Tel: (852) 2878 8222 Fax: (852) 2878 2010 E-mail: hkma@hkma.gov.hk Home Page> |
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Hong Kong SAR |
Briefing on "Basel II" and Proposed Legislative Amendments to the Banking Ordinance
Information Paper to the Legislative Council Panel on Financial Affairs on 6 Dec 2004 http://www.info.gov.hk/hkma/eng/legislative/attach ... Read> (pdf , 146 kb) |
HKMA Hong Kong Monetary Authority 30/F, 3 Garden Road, Hong Kong, Tel: (852) 2878 8222 Fax: (852) 2878 2010 E-mail: hkma@hkma.gov.hk Home Page> |
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Hong Kong SAR |
Supervisory Policy Manual - IC-7: The Sharing and Use of Commercial Credit Data through a Commercial Credit Reference Agency (CCRA)
http://www.info.gov.hk/hkma/eng/bank/spma/attach/IC-7.pdf (pdf , 19 pages) |
HKMA Hong Kong Monetary Authority 30/F, 3 Garden Road, Hong Kong, Tel: (852) 2878 8222 Fax: (852) 2878 2010 E-mail: hkma@hkma.gov.hk Home Page> |
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Hong Kong SAR |
Proposals for the Implementation of the New Basel Capital Adequacy Standards (Basel II) in Hong Kong (Addendum)
September 2004 http://www.info.gov.hk/hkma/eng/basel2/consultatio ... Read> (pdf , 150 pages, 1 MB) |
HKMA Hong Kong Monetary Authority 30/F, 3 Garden Road, Hong Kong, Tel: (852) 2878 8222 Fax: (852) 2878 2010 E-mail: hkma@hkma.gov.hk Home Page> |
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Hong Kong SAR |
Proposals for the Implementation of the New Basel Capital Adequacy Standards (Basel II) in Hong Kong
August 2004 http://www.info.gov.hk/hkma/eng/basel2/Consultation_04.pdf (pdf , 204 pages, 1.4 MB) |
HKMA Hong Kong Monetary Authority 30/F, 3 Garden Road, Hong Kong, Tel: (852) 2878 8222 Fax: (852) 2878 2010 E-mail: hkma@hkma.gov.hk Home Page> |
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Hong Kong SAR |
Proposals for the Implementation of the New Basel Capital Adequacy Standards ("Basel ll") in Hong Kong
http://www.info.gov.hk/hkma/eng/basel2/index.htm |
HKMA Hong Kong Monetary Authority 30/F, 3 Garden Road, Hong Kong, Tel: (852) 2878 8222 Fax: (852) 2878 2010 E-mail: hkma@hkma.gov.hk Home Page> |
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Hong Kong SAR |
Supervisory Policy Manual - LM-1: Liquidity Risk Management
http://www.info.gov.hk/hkma/eng/bank/spma/attach/LM-1.pdf (pdf , 70 pages) |
HKMA Hong Kong Monetary Authority 30/F, 3 Garden Road, Hong Kong, Tel: (852) 2878 8222 Fax: (852) 2878 2010 E-mail: hkma@hkma.gov.hk Home Page> |
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China |
Administrative Rules for Automotive Loans
http://www.cbrc.gov.cn/english/module/viewinfo.jsp ... Read> |
CBRC China Banking Regulatory Commission No.33 Cheng Fang Street, West District, Beijing, 100800 Home Page> |
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China |
Rules for Implementing the Regulation of the People¡¯s Republic of China Governing Foreign-funded Financial Institutions
Order of China Banking Regulatory Commission (No. 4, 2004) http://www.cbrc.gov.cn/english/module/viewinfo.jsp ... Read> |
CBRC China Banking Regulatory Commission No.33 Cheng Fang Street, West District, Beijing, 100800 Home Page> |
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Hong Kong SAR |
The New Capital Accord ("Basel II")
Information Paper to the Legislative Council Panel on Financial Affairs on 5 July 2004 http://www.info.gov.hk/hkma/eng/legislative/attach ... Read> (pdf , 35 kb) |
HKMA Hong Kong Monetary Authority 30/F, 3 Garden Road, Hong Kong, Tel: (852) 2878 8222 Fax: (852) 2878 2010 E-mail: hkma@hkma.gov.hk Home Page> |
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Philippines |
BSP'S RISK-BASED CAPITAL ADEQUACY FRAMEWORK
Basel 2 Implementation http://www.bsp.gov.ph/about_bsp/CAF/basel2.htm |
BSP Bangko Sentral ng Pilipinas (Central Bank of the Philippines) Manila, Philippines Home Page> |
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Singapore |
Basel II Implementation in Singapore
http://www.mas.gov.sg/masmcm/bin/pt1Basel_II.htm |
MAS Monetary Authority of Singapore Singapore http://www.mas.sg |
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Singapore |
NOTICE ON RISK BASED CAPITAL ADEQUACY REQUIREMENTS FOR BANKS INCORPORATED IN SINGAPORE
MAS Notice 637 http://www.mas.gov.sg/masmcm/upload/mm/MM_23D5C619 ... Read> (pdf , 12 pages) |
MAS Monetary Authority of Singapore Singapore http://www.mas.sg |
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China |
Guidelines on Corporate Governance Reforms And Supervision of Bank of China and Construction Bank of China
http://www.cbrc.gov.cn/english/module/viewinfo.jsp ... Read> |
CBRC China Banking Regulatory Commission No.33 Cheng Fang Street, West District, Beijing, 100800 Home Page> |
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China |
Regulation Governing Capital Adequacy of Commercial Banks
http://www.cbrc.gov.cn/english/module/viewinfo.jsp ... Read> |
CBRC China Banking Regulatory Commission No.33 Cheng Fang Street, West District, Beijing, 100800 Home Page> |
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China |
Provisional Risk Assessment System for Joint-Stock Commercial Banks
http://www.cbrc.gov.cn/english/module/viewinfo.jsp ... Read> |
CBRC China Banking Regulatory Commission No.33 Cheng Fang Street, West District, Beijing, 100800 Home Page> |
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China |
Provisional Administrative Rules Governing Derivatives Activities of Financial Institutions
Order of China Banking Regulatory Commission (No. 1, 2004) http://www.cbrc.gov.cn/english/module/viewinfo.jsp ... Read> |
CBRC China Banking Regulatory Commission No.33 Cheng Fang Street, West District, Beijing, 100800 Home Page> |
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China |
Law of the People's Republic of China on Banking Regulation and Supervision
Order of the President of the People's Republic of China, No. 11 http://www.cbrc.gov.cn/english/module/viewinfo.jsp ... Read> |
CBRC China Banking Regulatory Commission No.33 Cheng Fang Street, West District, Beijing, 100800 Home Page> |
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Taiwan |
Regulations Governing The Capital Adequacy Ratio Of Banks
http://www.boma.gov.tw/ct.asp?xItem=155470&ctNode=1210&mp=10 |
BOMA Bureau of Monetary Affairs Taipeh, Taiwan Home Page> |
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China |
Administrative Rules Governing the Equity Investment in Chinese Financial Institutions by Overseas Financial Institution
Order of China Banking Regulatory Commission (No. 6, 2003) http://www.cbrc.gov.cn/english/module/viewinfo.jsp ... Read> |
CBRC China Banking Regulatory Commission No.33 Cheng Fang Street, West District, Beijing, 100800 Home Page> |
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Taiwan |
Regulations Governing the Consolidated Capital Adequacy of Financial Holding Companies
http://www.boma.gov.tw/ct.asp?xItem=155473&ctNode=1210&mp=10 |
BOMA Bureau of Monetary Affairs Taipeh, Taiwan Home Page> |
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China |
Rules for Implementing the Rules Governing the Auto Financing Company
Decree of China Banking Regulatory Commission (YIN JIAN FA[2003], No. 23, 2003) http://www.cbrc.gov.cn/english/module/viewinfo.jsp ... Read> |
CBRC China Banking Regulatory Commission No.33 Cheng Fang Street, West District, Beijing, 100800 Home Page> |
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China |
Guidelines on the Management of Risks in Commercial Banks' Lending to Business Group Customers
Decree of China Banking Regulatory Commission (No. 5, 2003) http://www.cbrc.gov.cn/english/module/viewinfo.jsp ... Read> |
CBRC China Banking Regulatory Commission No.33 Cheng Fang Street, West District, Beijing, 100800 Home Page> |
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China |
Regulation Governing the Auto Financing Company
Decree of China Banking Regulatory Commission (No. 4, 2003) http://www.cbrc.gov.cn/english/module/viewinfo.jsp ... Read> |
CBRC China Banking Regulatory Commission No.33 Cheng Fang Street, West District, Beijing, 100800 Home Page> |
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China |
Provisional Rules Governing the Pricing of Commercial Bank Services
Decree of China Banking Regulatory Commission, Decree of National Development and Reform Commission (No. 3, 2003) http://www.cbrc.gov.cn/english/module/viewinfo.jsp ... Read> |
CBRC China Banking Regulatory Commission No.33 Cheng Fang Street, West District, Beijing, 100800 Home Page> |
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China |
Regulation Governing the Financial License
Decree of China Banking Regulatory Commission (No. 2, 2003) http://www.cbrc.gov.cn/english/module/viewinfo.jsp ... Read> |
CBRC China Banking Regulatory Commission No.33 Cheng Fang Street, West District, Beijing, 100800 Home Page> |
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China |
The CBRC Decision on Amendments to Bank Licensing Policies and Procedures
Decree of China Banking Regulatory Commission (No. 1, 2003) http://www.cbrc.gov.cn/english/module/viewinfo.jsp ... Read> |
CBRC China Banking Regulatory Commission No.33 Cheng Fang Street, West District, Beijing, 100800 Home Page> |
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Hong Kong SAR |
Supervisory Policy Manual - IC-5 Stress-testing
http://www.info.gov.hk/hkma/eng/bank/spma/attach/IC-5.pdf (pdf , 26 pages) |
HKMA Hong Kong Monetary Authority 30/F, 3 Garden Road, Hong Kong, Tel: (852) 2878 8222 Fax: (852) 2878 2010 E-mail: hkma@hkma.gov.hk Home Page> |
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Hong Kong SAR |
Return of Interest Rate Risk Exposures (IRR return)
http://www.info.gov.hk/hkma/eng/bank/spma/attach/I ... Read> (pdf , 29 pages) |
HKMA Hong Kong Monetary Authority 30/F, 3 Garden Road, Hong Kong, Tel: (852) 2878 8222 Fax: (852) 2878 2010 E-mail: hkma@hkma.gov.hk Home Page> |
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Hong Kong SAR |
Supervisory Policy Manual - IR-1 Interest Rate Risk Management
http://www.info.gov.hk/hkma/eng/bank/spma/attach/IR-1.pdf (pdf , 31 pages) |
HKMA Hong Kong Monetary Authority 30/F, 3 Garden Road, Hong Kong, Tel: (852) 2878 8222 Fax: (852) 2878 2010 E-mail: hkma@hkma.gov.hk Home Page> |
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Hong Kong SAR |
Supervisory Policy Manual - FD-3 Financial Disclosure by Overseas Incorporated Authorized Institutions
http://www.info.gov.hk/hkma/eng/bank/spma/attach/FD-3.pdf (pdf , 18 pages) |
HKMA Hong Kong Monetary Authority 30/F, 3 Garden Road, Hong Kong, Tel: (852) 2878 8222 Fax: (852) 2878 2010 E-mail: hkma@hkma.gov.hk Home Page> |
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Hong Kong SAR |
Supervisory Policy Manual - FD-2 Interim Financial Disclosure by Locally Incorporated Authorized Institutions
http://www.info.gov.hk/hkma/eng/bank/spma/attach/FD-2.pdf (pdf , 16 pages) |
HKMA Hong Kong Monetary Authority 30/F, 3 Garden Road, Hong Kong, Tel: (852) 2878 8222 Fax: (852) 2878 2010 E-mail: hkma@hkma.gov.hk Home Page> |
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Hong Kong SAR |
Supervisory Policy Manual - FD-1 Financial Disclosure by Locally Incorporated Authorized Institutions
http://www.info.gov.hk/hkma/eng/bank/spma/attach/FD-1.pdf (pdf , 39 pages) |
HKMA Hong Kong Monetary Authority 30/F, 3 Garden Road, Hong Kong, Tel: (852) 2878 8222 Fax: (852) 2878 2010 E-mail: hkma@hkma.gov.hk Home Page> |
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Korea |
The Financial Supervisory Regulations of the Republic of Korea
Accounting Regulations http://english.fss.or.kr/en/laws/acc/lawaccount_l.jsp |
FSS Financial Supervisory Service 27 Yoido-Dong, Youngdeungpo-Gu, Seoul 150-600 Home Page> |
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Korea |
The Financial Supervisory Regulations of the Republic of Korea
Non-Banking Regulations http://english.fss.or.kr/en/laws/nbk/lawnonbk_l.jsp |
FSS Financial Supervisory Service 27 Yoido-Dong, Youngdeungpo-Gu, Seoul 150-600 Home Page> |
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Korea |
The Financial Supervisory Regulations of the Republic of Korea
Insurance Regulations http://english.fss.or.kr/en/laws/ins/lawbohum_l.jsp |
FSS Financial Supervisory Service 27 Yoido-Dong, Youngdeungpo-Gu, Seoul 150-600 Home Page> |
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Korea |
The Financial Supervisory Regulations of the Republic of Korea
Securities Regulations http://english.fss.or.kr/en/laws/sec/lawstock_l.jsp |
FSS Financial Supervisory Service 27 Yoido-Dong, Youngdeungpo-Gu, Seoul 150-600 Home Page> |
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Korea |
The Financial Supervisory Regulations of the Republic of Korea
Banking Regulations http://english.fss.or.kr/en/laws/bnk/lawbank_l.jsp |
FSS Financial Supervisory Service 27 Yoido-Dong, Youngdeungpo-Gu, Seoul 150-600 Home Page> |
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Korea |
The Financial Supervisory Regulations of the Republic of Korea
Common Regulations http://english.fss.or.kr/en/laws/com/lawcomm_l.jsp |
FSS Financial Supervisory Service 27 Yoido-Dong, Youngdeungpo-Gu, Seoul 150-600 Home Page> |
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USA |
Sarbanes-Oxley Act of 2002
(HTML version with hyperlinks) http://www.law.uc.edu/CCL/SOact/toc.html |
The University of Cincinnati College of Law
Clifton Avenue & Calhoun Street, Cincinnati, OH 45221-0040 513-556-6805, fax: 513-556-2391 http://www.law.uc.edu |
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Singapore |
MAS NOTICE 627 - CAPITAL TREATMENT FOR CREDIT DERIVATIVES
Cir. No. FSG 42/2000 http://www.mas.gov.sg/masmcm/bin/pt1FSG_42_2000__M ... Read> |
MAS Monetary Authority of Singapore Singapore http://www.mas.sg |